We are seeking a highly skilled and detail-oriented Risk Management Service Engineer 1 QA to support our SOX compliance program for both internal (1P) and third-party (3P) applications. This position plays a critical role in assisting Application Managers, engineering teams, and auditors to ensure regulatory compliance, maintain robust internal controls, and mitigate potential SOX-related risks. The ideal candidate will have a strong understanding of SOX regulations, internal controls, and quality assurance practices, with hands-on experience in evidence review, manual testing, and remediation processes.

Key Roles & Responsibilities :

SOX Controls Implementation & Maintenance :

- Assist in establishing, maintaining, and enhancing SOX controls for internal (1P) and third-party (3P) applications to ensure consistent compliance with corporate policies and regulatory requirements.

Audit Support & Coordination :

- Serve as a point of contact for internal and external auditors, providing necessary documentation, coordinating walkthroughs, and addressing audit queries efficiently.

Evidence Management & Quality Checks :

- Manage evidence submissions initiated by internal audits, performing thorough quality and compliance reviews before final submission to auditors.

Walkthrough & Stakeholder Support :

- Support engineering teams and Application Managers during SOX walkthroughs by clarifying processes, controls, and compliance requirements.

SOX Deficiency Remediation :

- Collaborate with engineering and application management teams to address and remediate identified SOX deficiencies, ensuring timely resolution and compliance readiness.

Controls Testing & Evaluation :

- Conduct comprehensive testing and evaluation of SOX controls to assess their effectiveness, documenting results, and identifying any gaps or risks.

Process Documentation & Reporting :

- Prepare clear, detailed, and accurate documentation of control testing procedures, findings, and compliance reports for review by management and stakeholders.

Onboarding & Maintenance of New Systems :

- Assist in onboarding new applications into the SOX compliance scope, ensuring that controls are properly tested, documented, and maintained.

Cross-Functional Collaboration :

- Work closely with multiple teams, including Finance, Risk Management, IT, and Application Management, to ensure completeness and accuracy in SOX compliance efforts.

Manual Testing & Test Case Development :

- Perform manual testing for systems under SOX scope, writing test cases, verifying functionality, and ensuring compliance objectives are met.

Educational Qualifications :

- Bachelors degree in Accounting, Finance, Information Systems, or a related field.

Experience & Skills Required :

- 5-7 years of experience in SOX compliance, internal controls, or auditing.

- Strong knowledge of SOX regulations, internal controls, and accounting principles.

- Hands-on experience in support or implementation projects.

- Manual testing expertise with the ability to write and execute test cases.

- Strong analytical, problem-solving, and organizational skills.

- Excellent written and verbal communication skills for independent contributor roles.

- Ability to work independently while collaborating effectively with cross-functional teams.